Licensed Securities Depositories
Capital Market securities are held in electronic form as account entries. These accounts are managed by licensed firms that trade on them such as Stockbrokers and Investment banks.
Besides the trading parties, the regulator has...
The Kenya National Treasury
The Ministry of Finance derives its mandate from the Constitution of Kenya, Cap VII Sections 99-103 which provides for proper budgetary and expenditure management of government financial resources.
In addition, Parliament, over the years has...
Authorized Securities Dealers in Kenya
A dealer is a person or firm in the business of buying and selling securities for their own account, whether through a broker or otherwise. A dealer is defined by the fact that it...
Securities Registrars for NSE Listed Companies
Companies with trading shares are required to appoint a registrar whose role is to update the shareholders register when security trade settles in the market.
It is also the role of the registrar to reconcile...
Fund Managers & Investment Advisers
Fund Managers in Kenya
As at June 2016, Capital Markets Authority (CMA) of Kenya had licensed 25 institutions to offer fund management services.
These Included the following:
Investment Advisers in Kenya
There are 17 authorised investment advisors in...