Companies with trading shares are required to appoint a registrar whose role is to update the shareholders register when security trade settles in the market.
Capital Market securities are held in electronic form as account entries. These accounts are managed by licensed firms that trade on them such as Stockbrokers and Investment banks.
Fund Managers in Kenya
As at June 2016, Capital Markets Authority (CMA) of Kenya had licensed 25 institutions to offer fund management services.
A dealer is a person or firm in the business of buying and selling securities for their own account, whether through a broker or otherwise. A dealer is defined by the fact that it acts as principal in trading for its own account, as opposed to a broker who acts as an agent in executing orders on behalf of its clients.
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